Last modified at 03/06/2016 10:44 by System Account

Securities and Exchange Board of India (SEBI)

The Securities and Exchange Board of India (SEBI) is the regulator for   the securities market in India with statutory powers under the SEBI Act, 1992.  In particular, it regulates Collective Investment Schemes (CIS) under SEBI(Collective Investment Schemes) Regulations, 1999.   Any scheme or arrangement made or offered by any company under which the contributions, or payments made by the investors, are pooled and utilised with a view to receive profits, income, produce or property, and is managed on behalf of the investors is a CIS. Investors do not have day to day control over the management and operation of such scheme or arrangement. Thus, a Collective investment scheme is any scheme or arrangement, which satisfies the conditions, referred to in sub-section (2) of section 11AA of the SEBI Act.

SEBI has made it mandatory for every entity that is running the CIS to register itself under section 12(1B) of the Act and Regulation 3 of the Regulations. However, if any person is operating a CIS before the commencement of the regulations, such person shall make an application to SEBI for the grant of registration certificate.

List of companies against whom ————— can be found at ——————

Orders of SEBI against companies floating CIS without registration, etc can be found at ……………………..

For more information, please visit


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